The quasi-guaranteed agent used the new three board to transfer the insurance agent to confirm that the investment bank’s participation was greatly increased.

The quasi-guaranteed agent used the new three board to transfer the insurance agent to confirm that the investment bank’s participation was greatly increased.

Original title: Confirmed!

The quasi-guaranteed agent can use the experience of the New Third Board Selecting Tier Project to transfer to the insurance agency. The investment bank ‘s participation is greatly increased. Source: The 21st Century Business Herald ‘s Selecting Tier Program is progressing as scheduled.

  Recently, following the Beijing Bureau, the Shenzhen Bureau also issued the “Notice of the Shenzhen Securities Regulatory Bureau on the Implementation of Public Offering, Coaching, and Acceptance of Listed Companies in the Judicial District”. This notice contains too much information hidden.

  For example, for a listed company that has been filed for IPO 南京夜网 counseling in the Shenzhen Bureau, the sponsor need only submit a written explanation to the Shenzhen Bureau, without having to withdraw and re-apply for consulting and filing; for a listed company that has completed the IPO counseling and acceptance in the Shenzhen Bureau, the sponsor can directly report.No need to re-coach acceptance.

When applying for a self-regulatory supervisory opinion to a national stock transfer company, a sponsor shall provide additional information on the relevant training.

  This regulation will greatly improve the efficiency of listed companies in formulating public offerings at the select layer, and meanwhile, it means that there is another option for the majority of companies to be issued.

  More detailed is Article 5 of the notice. In this article, the Shenzhen Bureau gave Zhunbao a splendid gift package, that is: the number of publicly issued projects and the main board (including the small and medium board), the ChiNext,The board related requirements are consistent.

In the past three years, he has served as a project co-organizer in the public offering of a listed company’s project, and if he meets the qualification requirements for a sponsor representative, he may apply to the China Securities Industry Association for registration as a sponsor representative.

  This is also another presupposition that the public offering of the select layer of the New Third Board is regarded as a small IPO.

For a long time, the investment bank has internally regarded the third board project as a chicken rib, but the arrival of the public offering of the select layer has required the investment banking department of the securities firm to re-examine the value of the new third board business and its value-added value to careers.

  In fact, this provision will greatly increase the enthusiasm of the quasi-guaranteed agency to be the selection layer of the new third board: “In contrast, IPO projects may not be handled by the quasi-guaranteed agency. In addition, the period of the IPO project is still some.Under the circumstances, the public release of the featured layer is a very good choice.

“A person from the investment banking department of a medium-sized brokerage firm in Beijing said.

  The full text of the notice is as follows: According to the Measures for the Supervision and Administration of Non-listed Public Companies (CSRC Order No. 161), public companies with public transfer of shares can publicly issue shares to unqualified qualified investors and hire sponsors to conduct counselling work.

According to the relevant arrangements of the Public Company Department of the China Securities Regulatory Commission, from now on, the Bureau will conduct counseling and acceptance work for the public issuance of companies listed in the jurisdiction.

The relevant requirements are hereby notified as follows: 1. The sponsor shall submit a counseling record registration application to our bureau in accordance with the “Catalogue of Registration Documents for Counselling Records” (Annex I), and fill in the “Tutoring Record Registration Form” (Annex II).

  Second, during the counseling period, the sponsor shall urge the directors, supervisors and senior management personnel of the counseling target, the shareholders and actual controllers (or their legal representatives) holding more than 5% of the shares to master the laws of the listed company’s public issuance and standard operation.Regulations and self-discipline rules, know the responsibilities and obligations of listed companies’ information disclosure, and establish a sense of integrity, self-discipline and legality.

The sponsoring organization appropriately prepares working papers, and records in detail the training content and scope of the sponsoring organization during the continuous supervision and coaching, communicating with the coaching target, and helping to solve problems such as coaching.

  Third, after the counseling work is completed, the sponsor shall submit a counseling and acceptance application to our bureau in accordance with the “Catalogue of Application Materials for Counselling and Acceptance” (Annex III).

After the acceptance application materials are in place, our bureau will start the acceptance work. After the acceptance is passed, we will issue a “No Objection Letter for Counseling Work” to the sponsor.

When applying for a self-regulatory supervisory opinion to a national stock transfer company, the sponsor shall submit the “No Objection Letter for Counseling Work” to the national stock transfer company.

  Fourth, for listed companies that have already filed their IPO counseling, the sponsor need only submit a written explanation to our bureau. For listed companies that have completed the IPO counseling and testing receipt in our bureau, the sponsor can directly apply without the need for re-coaching and acceptance.
When applying for a self-regulatory supervisory opinion to a national stock transfer company, a sponsor shall provide additional information on the relevant training.
  Fifth, the number of public offerings of the listed company’s signature and recommendation by the sponsor representative is consistent with the requirements of the main board (including small and medium-sized boards), GEM, and science and technology board.

In the past three years, he has served as a project co-organizer in the public offering of a listed company’s project, and if he meets the qualification requirements for a sponsor representative, he may apply to the China Securities Industry Association for registration as a sponsor representative.
  6. All the above application materials shall be submitted in electronic form, and the red head page and signature stamp page shall be submitted at the same time as the electronic scanned document.

The sponsor is requested to send the electronic filing documents to szkjc @ csrc.

government

cn, and contact our office to confirm.

Subsequent system submission will be adopted gradually, and SIPO will make further notice at that time.